SEC Form 4 · accession 0001483283-15-000020
HEARTLAND EXPRESS INC · HTLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann S Gerdin
10% Owner
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 9:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2015 | G | 9,000,000 | $0.00 | D | 4,574,319 | D | |
| Common StockF3 | holding | — | — | — | 1,936,276 | I | By LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mrs. Gerdin transferred shares from her revocable trust to three grantor retained annuity trusts created for her benefit. Mrs. Gerdin does not serve as trustee over these grantor retained annuity trusts.
- F2Shares owned by the revocable trust of Mrs. Gerdin over which she serves as one of the trustees.
- F3Gerdin Family Investments, LP (the "GFI") owns a voting trust certificate representing 1,936,276 shares of Heartland Express, Inc. common stock. The reporting person is a general partner of GFI. Although the entire number of shares controlled by GFI is disclosed herein (as permitted by SEC rules), the reporting person disclaims beneficial ownership of shares in excess of the number attributable to her ownership interest. The reporting person is not a voting trustee and has no power to vote the shares in which GFI has an interest.