SEC Form 4 · accession 0001483283-15-000006
HEARTLAND EXPRESS INC · HTLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann S Gerdin
10% Owner
Period of report
Jan 15, 2014
Accepted (ET)
Mar 3, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 15, 2014 | G | 946,624 | $0.00 | A | 8,175,730 | D | |
| Common StockF3,F2 | Feb 18, 2014 | G | 8,280 | $0.00 | D | 8,167,450 | D | |
| Common StockF1,F2 | May 21, 2014 | G | 364,832 | $0.00 | A | 8,532,282 | D | |
| Common StockF1,F2 | Jun 30, 2014 | G | 286,624 | $0.00 | A | 8,818,906 | D | |
| Common StockF1,F2 | Aug 11, 2014 | G | 487,780 | $0.00 | A | 9,306,686 | D | |
| Common StockF1,F2 | Aug 11, 2014 | G | 181,307 | $0.00 | A | 9,487,993 | D | |
| Common StockF1,F2 | Aug 19, 2014 | G | 164,205 | $0.00 | A | 9,652,198 | D | |
| Common StockF1,F2 | Aug 19, 2014 | G | 442,442 | $0.00 | A | 10,094,640 | D | |
| Common StockF1,F2 | Dec 1, 2014 | G | 160,213 | $0.00 | A | 10,254,853 | D | |
| Common StockF1,F2 | Dec 12, 2014 | G | 918,165 | $0.00 | A | 11,173,018 | D | |
| Common StockF1,F2 | Jan 15, 2015 | G | 887,407 | $0.00 | A | 12,060,425 | D | |
| Common StockF4 | holding | — | — | — | 1,936,276 | I | By LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annuity distributions made from grantor retained annuity trusts with an independent trustee were made to Mrs. Gerdin's revocable trust.
- F2Shares owned by the revocable trust of Mrs. Gerdin over which she serves as trustee.
- F3A bona fide gift of 8,280 shares was made from Mrs. Gerdin's revocable trust.
- F4Gerdin Family Investments, LP ("GFI" the "Limited Partnership") owns a voting trust certificate representing 1,936,276 shares of Heartland Express, Inc. Common Stock. Mrs. Gerdin is a general partner of the Limited Partnership. Although, the entire number of shares controlled by the Limited Partnership is disclosed herein (as permitted by SEC rules), Mrs. Gerdin disclaims beneficial ownership of shares in excess of the number attributable to her ownership interest. Mrs. Gerdin is not the voting trustee and has no power to vote with the shares in which the Limited Partnership has an interest.