SEC Form 4 · accession 0001212581-15-000013
HEARTLAND EXPRESS INC · HTLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence D Crouse
Director · 10% Owner
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 18, 2015 | G | 2,107,282 | $0.00 | A | 2,669,951 | I | Trustee of Trust |
| Common StockF3 | holding | — | — | — | 97,752 | I | Trustee of Trusts | |
| Common StockF4 | holding | — | — | — | 4,802,738 | I | Trustee of Trust | |
| Common StockF5 | holding | — | — | — | 2,043,372 | I | Trustee of Trust | |
| Common Stock | holding | — | — | — | 47,565 | D | ||
| Common StockF6 | holding | — | — | — | 1,936,276 | I | Voting Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A remainder interest of 2,107,282 shares was distributed to the 2007 Gerdin Heartland Trust from a grantor retained annuity trust created for the benefit of Ann S. Gerdin.
- F2The reporting person serves as trustee for shares held by the 2007 Gerdin Heartland Trust but has no pecuniary interest in such shares. Beneficial ownership is disclaimed.
- F3The reporting person serves as co-trustee for shares held by trusts for the benefit of the grandchildren of Ann Gerdin in which the reporting person has no pecuniary interest in such shares. Mr. Crouse has shared voting and dispositive power with respect to each trust. Beneficial ownership is disclaimed.
- F4The reporting person serves as trustee for shares held by the 2009 Gerdin Children's Trust but has no pecuniary interest in such shares. Beneficial ownership is disclaimed.
- F5The reporting person serves as trustee for shares held by the 2005 Gerdin Children's trust but has no pecuniary interest in such shares. Beneficial ownership is disclaimed.
- F6The reporting person serves as voting trustee for shares represented by a voting certificate held by the Gerdin Family Investments, LP Beneficial ownership is disclaimed.