SEC Form 4 · accession 0001179110-17-015938

ALMOST FAMILY INC · AFAM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

William B Yarmuth

Officer — CEO · Director

Period of report

Dec 29, 2017

Accepted (ET)

Dec 29, 2017 · 4:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000799231

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F11	Dec 29, 2017	F	33,484	$55.00	D	418,796	D
Common Stock^F4	holding	—	—		—	25,274	I	By family limited partnership
Common Stock^F5	holding	—	—		—	51,205	I	By Spouse
Common Stock^F1	holding	—	—		—	5,924	I	By trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F6,F7	$24.28	holding	—	—	—	—	Mar 16, 2024	Common Stock	6,300	6,300	D
Option (right to buy)^F6,F9	$36.03	holding	—	—	—	—	Mar 3, 2026	Common Stock	16,050	16,050	D
Option (right to buy)^F6,F8	$37.28	holding	—	—	—	—	Mar 1, 2025	Common Stock	9,900	9,900	D
Option (right to buy)^F6,F10	$49.05	holding	—	—	—	—	Mar 9, 2027	Common Stock	16,100	16,100	D
Option (right to buy)^F2,F3	$40.13	holding	—	—	—	—	Dec 13, 2019	Common Stock	9,000	9,000	D

Explanation of responses

F15,924 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth.
F10The initial option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
F11Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.
F2Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
F3The option became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
F4The reporting person may also be deemed to be the indirect beneficial owner of 13,000 shares of common stock held in the William B. Yarmuth Family Foundation, Inc., a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
F5The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F6Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
F7The initial option for 25,200 shares became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
F8The initial option for 19,800 shares became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
F9The initial option for 21,400 shares became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.