SEC Form 4 · accession 0001179110-17-014349
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Goldberg
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 8:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Nov 16, 2017 | S | 10,000 | $60.08 | D | 44,803 | D | |
| Common Stock | holding | — | — | — | 5,500 | I | By self -directed 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 2,000 | I | By spouse's self- directed 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F2 | $33.27 | holding | — | — | — | May 15, 2010 | Feb 8, 2019 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F2Granted pursuant to the 2007 Stock and Incentive Compensation Plan.
- F3These shares were sold pursuant to a written nondiscretionary Rule 10b5-1 sales plan dated March 30, 2017.
- F4Weighted average sales price. On 11/16/17, the 10,000 shares were sold within a range of $60.00 and $60.30. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.