SEC Form 4 · accession 0001179110-17-012760
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Shermyen
Officer — SVP Healthcare Innovations
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Sep 28, 2017 | S | 2,000 | $52.00 | D | 79,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $49.05 | holding | — | — | — | — | Mar 9, 2027 | Common Stock | 800 | 800 | D |
| Option (right to buy)F1,F2 | $36.03 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 1,100 | 1,100 | D |
Explanation of responses
- F1Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F2The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- F4These shares were sold pursuant to a written nondiscretionary Rule 10b5-1 sales plan dated March 10, 2017.