SEC Form 4 · accession 0001179110-17-010157
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Shermyen
Officer — SVP Healthcare Innovations
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 1:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5,F4 | Jul 3, 2017 | S | 3,000 | $61.61 | D | 81,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $49.05 | holding | — | — | — | — | Mar 9, 2027 | Common Stock | 800 | 800 | D |
| Option (right to buy)F1,F2 | $36.03 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 1,100 | 1,100 | D |
Explanation of responses
- F1Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F2The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- F4Weighted average sales price. On 07/03/17, the 3,000 shares were sold within a range of $61.5001 and $61.7001 The reporting person will provide upon request by the Commission Staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5These shares were sold pursuant to a written nondiscretionary Rule 10b51 sales plan dated March 10, 2017.