SEC Form 4 · accession 0001179110-17-007920
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Steven Guenthner
Officer — President & PFO
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF14,F13 | May 22, 2017 | S | 10,367 | $56.1018 | D | 166,951 | D | |
| Common StockF14,F15 | May 23, 2017 | S | 9,633 | $55.679 | D | 157,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F8,F12 | $49.05 | holding | — | — | — | — | Mar 9, 2027 | Common Stock | 9,400 | 9,400 | D |
| Option (right to buy)F8,F11 | $36.03 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 12,200 | 12,200 | D |
| Option (right to buy)F8,F10 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 11,500 | 11,500 | D |
| Option (right to buy)F8,F9 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 14,400 | 14,400 | D |
| Option (right to buy)F2,F6 | $24.16 | holding | — | — | — | — | Feb 26, 2022 | Common Stock | 6,200 | 6,200 | D |
| Option (right to buy)F2,F7 | $20.89 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 12,400 | 12,400 | D |
| Option (right to buy)F2,F1 | $22.18 | holding | — | — | — | — | Mar 6, 2018 | Common Stock | 7,500 | 7,500 | D |
| Option (right to buy)F2,F4 | $40.13 | holding | — | — | — | — | Dec 13, 2019 | Comnmon Stock | 3,000 | 3,000 | D |
| Option (Right to Buy)F2,F3 | $33.27 | holding | — | — | — | — | Feb 8, 2019 | Common Stock | 6,900 | 6,900 | D |
| Option (right to buy)F2,F5 | $36.69 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 4,300 | 4,300 | D |
Explanation of responses
- F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
- F10The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
- F11The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- F12The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- F13Weighted average sales price. On 5/22/17, the 10,367 shares were sold within a range of $55.55 and $56.50. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F14These shares were sold pursuant to a written non-discretionary Rule 10b5-1 sales plan dated December 28, 2016.
- F15Weighted average sales price. On 5/23/17, the 9,633 shares were sold within a range of $55.30 and $56.10. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
- F8Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.