SEC Form 4 · accession 0001179110-17-007254
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Earl Reed III
Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | May 12, 2017 | A | 1,600 | $0.00 | A | 114,978 | D | |
| Common StockF2 | holding | — | — | — | 30,435 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F1 | $33.27 | holding | — | — | — | May 15, 2010 | Feb 8, 2019 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Granted pursuant to the 2007 Stock and Incentive Compensation Plan.
- F2The reporting person's spouse is the sole trustee of the W. Earl Reed, III Gift Trust which is for the benefit of the reporting person's adult children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3Restricted Stock granted pursuant to the 2017 Stock & Incentive Compensation Plan.