SEC Form 4 · accession 0001179110-17-005000
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Todd Lyles
Officer — Sr. Vice President Admin.
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF12 | Mar 17, 2017 | F | 1,254 | $48.15 | D | 96,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F7,F11 | $49.05 | holding | — | — | — | — | Mar 9, 2027 | Common Stock | 4,100 | 4,100 | D |
| Option (right to buy)F7,F10 | $36.03 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 4,900 | 4,900 | D |
| Option (right to buy)F7,F9 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 5,600 | 5,600 | D |
| Option (right to buy)F7,F8 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 6,700 | 6,700 | D |
| Option (right to buy)F1,F6 | $20.89 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 7,800 | 7,800 | D |
| Option (right to buy)F1,F5 | $24.16 | holding | — | — | — | — | Feb 26, 2022 | Common Stock | 5,400 | 5,400 | D |
| Option (Right to Buy)F1,F2 | $33.27 | holding | — | — | — | — | Feb 8, 2019 | Common Stock | 3,700 | 3,700 | D |
| Option (right to buy)F1,F3 | $40.13 | holding | — | — | — | — | Dec 13, 2019 | Common Stock | 2,100 | 2,100 | D |
| Option (right to buy)F1,F4 | $36.69 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 3,100 | 3,100 | D |
Explanation of responses
- F1Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- F10The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- F11The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- F12Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.
- F2The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
- F7Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.