SEC Form 4 · accession 0001179110-17-004998
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Reibel
Officer — VP Finance & CAO
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF11 | Mar 17, 2017 | F | 718 | $48.15 | D | 10,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F6,F10 | $49.05 | holding | — | — | — | — | Mar 9, 2027 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F6,F9 | $36.03 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 2,000 | 2,000 | D |
| Option (right to buy)F6,F8 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 2,400 | 2,400 | D |
| Option (right to buy)F6,F7 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 3,600 | 3,600 | D |
| Option (right to buy)F2,F5 | $20.89 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 2,600 | 2,600 | D |
| Options (right to buy)F2,F1 | $24.16 | holding | — | — | — | — | Feb 26, 2022 | Common Stock | 2,600 | 2,600 | D |
| Options (right to buy)F2,F3 | $36.69 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 1,600 | 1,600 | D |
| Options (right to buy)F2,F4 | $31.91 | holding | — | — | — | — | Oct 24, 2020 | Common Stock | 1,800 | 1,800 | D |
Explanation of responses
- F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- F10The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- F11Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.
- F2Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, October 25, 2010.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
- F6Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
- F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.