SEC Form 4 · accession 0001179110-17-004567

ALMOST FAMILY INC · AFAM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

C Steven Guenthner

Officer — President & PFO

Period of report

Mar 10, 2017

Accepted (ET)

Mar 14, 2017 · 5:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000799231

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F12	Mar 10, 2017	A	14,100	$0.00	A	179,878	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F8,F13	$49.05	Mar 10, 2017	A	9,400	A	—	Mar 9, 2027	Common Stock	9,400	9,400	D
Option (right to buy)^F8,F11	$36.03	holding	—	—	—	—	Mar 3, 2026	Common Stock	12,200	12,200	D
Option (right to buy)^F8,F10	$37.28	holding	—	—	—	—	Mar 1, 2025	Common Stock	11,500	11,500	D
Option (right to buy)^F8,F9	$24.28	holding	—	—	—	—	Mar 16, 2024	Common Stock	14,400	14,400	D
Option (right to buy)^F2,F6	$24.16	holding	—	—	—	—	Feb 26, 2022	Common Stock	6,200	6,200	D
Option (right to buy)^F2,F7	$20.89	holding	—	—	—	—	Feb 28, 2023	Common Stock	12,400	12,400	D
Option (right to buy)^F2,F1	$22.18	holding	—	—	—	—	Mar 6, 2018	Common Stock	7,500	7,500	D
Option (right to buy)^F2,F4	$40.13	holding	—	—	—	—	Dec 13, 2019	Comnmon Stock	3,000	3,000	D
Option (Right to Buy)^F2,F3	$33.27	holding	—	—	—	—	Feb 8, 2019	Common Stock	6,900	6,900	D
Option (right to buy)^F2,F5	$36.69	holding	—	—	—	—	Mar 10, 2021	Common Stock	4,300	4,300	D

Explanation of responses

F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
F10The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
F11The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
F12Consists of 14,100 shares of Restricted Stock granted pursuant to the 2013 Stock and Incentive Compensation Plan, up to 9,400 of which shares of Restricted Stock will be forfeited if the issuer fails to achieve an established performance measure.
F13The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
F2Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
F8Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.