SEC Form 4 · accession 0001179110-17-004566
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Todd Lyles
Officer — Sr. Vice President Admin.
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF11 | Mar 10, 2017 | A | 6,100 | $0.00 | A | 97,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F12 | $49.05 | Mar 10, 2017 | A | 4,100 | A | — | Mar 9, 2027 | Common Stock | 4,100 | 4,100 | D |
| Option (right to buy)F7,F10 | $36.03 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 4,900 | 4,900 | D |
| Option (right to buy)F7,F9 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 5,600 | 5,600 | D |
| Option (right to buy)F7,F8 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 6,700 | 6,700 | D |
| Option (right to buy)F1,F6 | $20.89 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 7,800 | 7,800 | D |
| Option (right to buy)F1,F5 | $24.16 | holding | — | — | — | — | Feb 26, 2022 | Common Stock | 5,400 | 5,400 | D |
| Option (Right to Buy)F1,F2 | $33.27 | holding | — | — | — | — | Feb 8, 2019 | Common Stock | 3,700 | 3,700 | D |
| Option (right to buy)F1,F3 | $40.13 | holding | — | — | — | — | Dec 13, 2019 | Common Stock | 2,100 | 2,100 | D |
| Option (right to buy)F1,F4 | $36.69 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 3,100 | 3,100 | D |
Explanation of responses
- F1Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- F10The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- F11Consists of 6,100 shares of Restricted Stock granted pursuant to the 2013 Stock and Incentive Compensation Plan, up to 4,100 of which shares of Restricted Stock will be forfeited if the issuer fails to achieve an established performance measure.
- F12The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- F2The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
- F7Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.