SEC Form 4 · accession 0001179110-17-001468

ALMOST FAMILY INC · AFAM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

C Steven Guenthner

Officer — President & PFO

Period of report

Feb 1, 2017

Accepted (ET)

Feb 2, 2017 · 3:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000799231

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 1, 2017	M	15,000	$19.40	A	175,160	D
Common Stock^F14	Feb 1, 2017	F	9,382	$47.25	D	165,778	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F2,F1	$19.40	Feb 1, 2017	M	15,000	D	—	Feb 11, 2017	Common Stock	15,000	0	D
Option (right to buy)^F10,F13	$36.03	holding	—	—	—	—	Mar 3, 2026	Common Stock	12,200	12,200	D
Option (right to buy)^F10,F12	$37.28	holding	—	—	—	—	Mar 1, 2025	Common Stock	11,500	11,500	D
Option (right to buy)^F10,F11	$24.28	holding	—	—	—	—	Mar 16, 2024	Common Stock	14,400	14,400	D
Option (right to buy)^F4,F8	$24.16	holding	—	—	—	—	Feb 26, 2022	Common Stock	6,200	6,200	D
Option (right to buy)^F4,F9	$20.89	holding	—	—	—	—	Feb 28, 2023	Common Stock	12,400	12,400	D
Option (right to buy)^F4,F6	$40.13	holding	—	—	—	—	Dec 13, 2019	Comnmon Stock	3,000	3,000	D
Option (right to buy)^F4,F3	$22.18	holding	—	—	—	—	Mar 6, 2018	Common Stock	7,500	7,500	D
Option (Right to Buy)^F4,F5	$33.27	holding	—	—	—	—	Feb 8, 2019	Common Stock	6,900	6,900	D
Option (right to buy)^F4,F7	$36.69	holding	—	—	—	—	Mar 10, 2021	Common Stock	4,300	4,300	D

Explanation of responses

F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
F10Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
F11The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
F12The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
F13The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
F14The reporting person delivered 6,159 already-owned shares in payment of the exercise price, and the issuer withheld 3,223 shares in payment of tax liability, in each case, incident to the exercise of expiring stock options issued in accordance with Rule 16b-3. No shares were sold by the reporting person.
F2Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
F4Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.