SEC Form 4 · accession 0001179110-17-001107
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry M Altman Jr.
Director
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2017 | M | 4,500 | $19.40 | A | 31,759 | D | |
| Common StockF2 | Jan 18, 2017 | F | 1,823 | $47.90 | D | 29,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option Plan (right to buy)F1 | $19.40 | Jan 18, 2017 | M | 4,500 | D | Feb 12, 2011 | Feb 11, 2017 | Common Stock | 4,500 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy)F3 | $33.27 | holding | — | — | — | May 15, 2010 | Feb 8, 2019 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1This transaction relates to the exercise of expiring stock options granted pursuant to the issuer's Amended and Restated 2000 Stock Option Plan in accordance with Rule 16b-3.
- F2This transaction relates to the payment of the exercise price of expiring stock options granted pursuant to the issuer's Amended and Restated 2000 Stock Option Plan in accordance with Rule 16b-3. The reporting person delivered 1,823 already-owned shares in payment of the exercise price. No shares were sold by the reporting person.
- F3Options granted pursuant to the issuer's 2007 Stock and Incentive Compensation Plan in accordance with Rule 16b-3.