SEC Form 4 · accession 0001179110-16-024312
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Schwartz
Officer — SVP & COO
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | May 9, 2016 | F | 1,688 | $40.73 | D | 16,912 | D | |
| Common Stock | holding | — | — | — | 350 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F5 | $36.03 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 5,700 | 5,700 | D |
| Option (right to buy)F1,F4 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 4,900 | 4,900 | D |
| Option (right to buy)F1,F3 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 5,400 | 5,400 | D |
| Option (right to buy)F1,F2 | $19.52 | holding | — | — | — | — | May 8, 2023 | Common Stock | 8,800 | 8,800 | D |
Explanation of responses
- F1Granted pursuant to the 2013 Stock and Incentive Compensation Plan.
- F2The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, May 9, 2013.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- F6Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.