SEC Form 4 · accession 0001179110-16-024199
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Earl Reed III
Director
Period of report
May 6, 2016
Accepted (ET)
May 9, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | May 6, 2016 | A | 2,300 | $0.00 | A | 112,253 | D | |
| Common StockF4 | holding | — | — | — | 30,435 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (right to buy)F2,F1 | $19.40 | holding | — | — | — | Feb 12, 2011 | Feb 11, 2017 | Common Stock | 1,125 | 1,125 | D |
| Non-Employee Director Stock Option (Right to Buy)F3 | $33.27 | holding | — | — | — | May 15, 2010 | Feb 8, 2019 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The option became exercisable in four equal annual installments beginning on the first anniversary of the date of grant. The date of grant was 02/12/07.
- F2Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
- F3Granted pursuant to the 2007 Stock and Incentive Compensation Plan.
- F4The reporting person's spouse is the sole trustee of the W. Earl Reed, III Gift Trust which is for the benefit of the reporting person's adult children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F5Restricted Stock granted pursuant to the 2013 Stock & Incentive Compensation Plan.