SEC Form 4 · accession 0001179110-16-024197
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald G McClinton
Director
Period of report
May 6, 2016
Accepted (ET)
May 9, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | May 6, 2016 | A | 2,300 | $0.00 | A | 47,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (right to buy)F1,F2 | $19.40 | holding | — | — | — | Feb 12, 2011 | Feb 11, 2017 | Common Stock | 4,500 | 4,500 | D |
| Non-Employee Director Stock Option (Right to Buy)F3 | $33.27 | holding | — | — | — | May 15, 2010 | Feb 8, 2019 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
- F2The option became exercisable in four equal annual installments beginning on the first anniversary of the grant date. The date of grant was 2/12/07.
- F3Granted pursuant to the 2007 Stock and Incentive Compensation Plan.
- F4Restricted Stock granted pursuant to the 2013 Stock & Incentive Compensation Plan.