SEC Form 4 · accession 0001179110-16-021344
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Reibel
Officer — VP Finance & CAO
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2016 | D | 300 | $0.00 | D | 5,782 | D | |
| Common StockF10 | Mar 4, 2016 | A | 3,000 | $0.00 | A | 8,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F6,F9 | $36.03 | Mar 4, 2016 | A | 2,000 | A | — | Mar 3, 2026 | Common Stock | 2,000 | 2,000 | D |
| Option (right to buy)F6,F8 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 2,400 | 2,400 | D |
| Option (right to buy)F6,F7 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 3,600 | 3,600 | D |
| Option (right to buy)F2,F5 | $20.89 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 2,600 | 2,600 | D |
| Options (right to buy)F2,F1 | $24.16 | holding | — | — | — | — | Feb 26, 2022 | Common Stock | 2,600 | 2,600 | D |
| Options (right to buy)F2,F3 | $36.69 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 1,600 | 1,600 | D |
| Options (right to buy)F2,F4 | $31.91 | holding | — | — | — | — | Oct 24, 2020 | Common Stock | 1,800 | 1,800 | D |
Explanation of responses
- F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- F10Consists of 3,000 shares of Restricted Stock granted pursuant to the 2013 Stock and Incentive Compensation Plan, up to 2,000 of which shares of Restricted Stock will be forfeited if the issuer fails to achieve an established performance measure.
- F2Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, October 25, 2010.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
- F6Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
- F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.