SEC Form 4 · accession 0001179110-16-021340
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Todd Lyles
Officer — Sr. Vice President Admin.
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2016 | D | 700 | $0.00 | D | 83,985 | D | |
| Common StockF14 | Mar 4, 2016 | A | 7,400 | $0.00 | A | 91,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F10,F13 | $36.03 | Mar 4, 2016 | A | 4,900 | A | — | Mar 3, 2026 | Common Stock | 4,900 | 4,900 | D |
| Option (right to buy)F10,F12 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 5,600 | 5,600 | D |
| Option (right to buy)F10,F11 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 6,700 | 6,700 | D |
| Option (right to buy)F4,F9 | $20.89 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 7,800 | 7,800 | D |
| Option (right to buy)F4,F8 | $24.16 | holding | — | — | — | — | Feb 26, 2022 | Common Stock | 5,400 | 5,400 | D |
| OptionsF2,F1 | $19.40 | holding | — | — | — | — | Feb 11, 2017 | Common Stock | 9,000 | 9,000 | D |
| Option (right to buy)F4,F3 | $22.18 | holding | — | — | — | — | Mar 6, 2018 | Common Stock | 5,000 | 5,000 | D |
| Option (Right to Buy)F4,F5 | $33.27 | holding | — | — | — | — | Feb 8, 2019 | Common Stock | 3,700 | 3,700 | D |
| Option (right to buy)F4,F6 | $40.13 | holding | — | — | — | — | Dec 13, 2019 | Common Stock | 2,100 | 2,100 | D |
| Option (right to buy)F4,F7 | $36.69 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 3,100 | 3,100 | D |
Explanation of responses
- F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
- F10Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F11The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- F12The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
- F13The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- F14Consists of 7,400 shares of Restricted Stock granted pursuant to the 2013 Stock and Incentive Compensation Plan, up to 4,900 of which shares of Restricted Stock will be forfeited if the issuer fails to achieve an established performance measure.
- F2Granted pursuant to the Amended and Restated 2000 Stock Option Plan
- F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
- F4Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.