SEC Form 5 · accession 0001179110-16-018178
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Todd Lyles
Officer — Sr. Vice President Admin.
Period of report
Jan 1, 2016
Accepted (ET)
Feb 1, 2016 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | G | 600 | $0.00 | D | 84,950 | D | |
| Common Stock | Jun 11, 2015 | G | 265 | $0.00 | D | 84,685 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F10,F12 | $37.28 | holding | — | — | — | — | Mar 1, 2025 | Common Stock | 5,600 | 5,600 | D |
| Option (right to buy)F10,F11 | $24.28 | holding | — | — | — | — | Mar 16, 2024 | Common Stock | 6,700 | 6,700 | D |
| Option (right to buy)F4,F9 | $20.89 | holding | — | — | — | — | Feb 28, 2023 | Common Stock | 7,800 | 7,800 | D |
| Option (right to buy)F4,F8 | $24.16 | holding | — | — | — | — | Feb 26, 2022 | Common Stock | 5,400 | 5,400 | D |
| OptionsF2,F1 | $19.40 | holding | — | — | — | — | Feb 11, 2017 | Common Stock | 9,000 | 9,000 | D |
| Option (right to buy)F4,F3 | $22.18 | holding | — | — | — | — | Mar 6, 2018 | Common Stock | 5,000 | 5,000 | D |
| Option (right to buy)F4,F5 | $33.27 | holding | — | — | — | — | Feb 8, 2019 | Common Stock | 3,700 | 3,700 | D |
| Option (right to buy)F4,F6 | $40.13 | holding | — | — | — | — | Dec 13, 2019 | Common Stock | 2,100 | 2,100 | D |
| Option (right to buy)F4,F7 | $36.69 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 3,100 | 3,100 | D |
Explanation of responses
- F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
- F10Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- F11The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- F12The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
- F2Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
- F3The option bcomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7 2008.
- F4Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.