SEC Form 4 · accession 0001179110-15-004039

ALMOST FAMILY INC · AFAM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

C Steven Guenthner

Officer — President & PFO

Period of report

Feb 27, 2015

Accepted (ET)

Mar 3, 2015 · 5:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000799231

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F12,F13	Feb 27, 2015	S	11,800	$34.88	D	146,237	D
Common Stock^F15	Feb 27, 2015	F	1,149	$33.20	D	145,088	D
Common Stock^F12,F14	Mar 2, 2015	S	8,200	$36.22	D	136,888	D
Common Stock^F16	Mar 2, 2015	A	8,600	$0.00	A	145,488	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F10,F17	$37.28	Mar 2, 2015	A	11,500	A	—	Mar 1, 2025	Common Stock	11,500	11,500	D
Option (right to buy)^F10,F11	$24.28	holding	—	—	—	—	Mar 16, 2024	Common Stock	14,400	14,400	D
Option (right to buy)^F4,F9	$20.89	holding	—	—	—	—	Feb 28, 2023	Common Stock	12,400	12,400	D
Option (right to buy)^F4,F6	$40.13	holding	—	—	—	—	Dec 13, 2019	Comnmon Stock	3,000	3,000	D
Option (right to buy)^F4,F8	$24.16	holding	—	—	—	—	Feb 26, 2022	Common Stock	6,200	6,200	D
Option (right to buy)^F2,F1	$19.40	holding	—	—	—	—	Feb 11, 2017	Common Stock	15,000	15,000	D
Option (right to buy)^F4,F3	$22.18	holding	—	—	—	—	Mar 6, 2018	Common Stock	7,500	7,500	D
Option (Right to Buy)^F4,F5	$33.27	holding	—	—	—	—	Feb 8, 2019	Common Stock	6,900	6,900	D
Option (right to buy)^F4,F7	$36.69	holding	—	—	—	—	Mar 10, 2021	Common Stock	4,300	4,300	D

Explanation of responses

F1The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
F10Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
F11The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
F12These shares were sold pursuant to a written non-discretionary Rule 10b5-1 sales plan dated December 30, 2013.
F13Weighted average sale price reported. On 02/27/15, the 11,800 shares were sold within a range of $34.00 and $36.08. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder, full information regarding the number of shares sold at each separate price.
F14Weighted average sale price reported. On 03/2/15, the 8,200 shares were sold within a range of $36.00 and $36.47. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder, full information regarding the number of shares sold at each separate price.
F15Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.
F16Consists of 8,600 shares of Restricted Stock granted pursuant to the 2013 Stock and Incentive Compensation Plan, 1,400 of which shares of Restricted Stock will be forfeited if the issuer fails to achieve an established earnings per share goal for the year ending December 31, 2015.
F17The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
F2Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
F3The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
F4Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
F5The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
F6The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
F7The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
F8The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
F9The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.