SEC Form 4 · accession 0001140361-16-072810
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
NORTH TIDE CAPITAL, LLC
10% Owner
Conan Laughlin
10% Owner
North Tide Capital Master, LP
10% Owner
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 15, 2016 | S | 15,000 | $42.3366 | D | 1,145,500 | I | See Footnote |
| Common StockF1,F3 | Jul 18, 2016 | S | 16,000 | $42.457 | D | 1,129,500 | I | See Footnote |
| Common StockF1,F4 | Jul 19, 2016 | S | 1,000 | $42.4119 | D | 1,128,500 | I | See Footnote |
| Common StockF1,F5 | Jul 19, 2016 | S | 9,000 | $42.3067 | D | 1,119,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1North Tide Capital, LLC ("North Tide") serves as investment manager for North Tide Capital Master, LP (the "Master Fund") and a managed account (the "Account"). Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
- F2Of the shares sold on July 15, 2016, 15,000 shares were held for the account of the Master Fund and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin.
- F3Of the shares sold on July 18, 2016, 16,000 shares were held for the account of the Master Fund and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin.
- F4Of the shares sold on July 19, 2016 at a price of $42.4119 per share, 1,000 shares were held for the account of the Master Fund and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin.
- F5Of the shares sold on July 19, 2016 at a price of $42.3067 per share, 9,000 shares were held for the account of the Master Fund and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin. As of July 19, 2016, 1,010,450 shares were held for the account of the Master Fund, 109,050 shares were held for the account of the Account and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin.