SEC Form 4 · accession 0001140361-16-072332
ALMOST FAMILY INC · AFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
NORTH TIDE CAPITAL, LLC
10% Owner
Conan Laughlin
10% Owner
North Tide Capital Master, LP
10% Owner
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 8, 2016 | S | 15,000 | $44.3906 | D | 1,235,000 | I | See Footnote |
| Common StockF1,F3 | Jul 11, 2016 | S | 15,000 | $44.0068 | D | 1,220,000 | I | See Footnote |
| Common StockF1,F4 | Jul 12, 2016 | S | 32,500 | $44.0814 | D | 1,187,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1North Tide Capital, LLC ("North Tide") serves as investment manager for North Tide Capital Master, LP (the "Master Fund") and a managed account client (the "Account"). Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
- F2Of the shares sold on July 8, 2016, 15,000 shares were held for the account of the Master Fund and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin.
- F3Of the shares sold on July 11, 2016, 15,000 shares were held for the account of the Master Fund and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin.
- F4Of the shares sold on July 12, 2016, 32,500 shares were held for the account of the Master Fund and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin. As of July 12, 2016, 1,078,450 shares were held for the account of the Master Fund, 109,050 shares were held for the account of the Account and all of such shares may be deemed beneficially owned by North Tide and Mr. Laughlin.