SEC Form 3 · accession 0001398344-15-008230
LIBERTY ALL STAR EQUITY FUND · USA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty All-Star Equity Fund - closed end fundF1 | holding | — | — | — | 0 | I | Indirect Ownership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Richard Schweitzer disclaims beneficial ownership except to the extent of the indirect ownership that could be attributed to Richard Schweitze due to the sub-advisory relationship between Aristotle Capital Management, LLC and Liberty All-Star Equity Fund. This report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.