SEC Form 3 · accession 0001278641-15-000006
DAWSON GEOPHYSICAL CO · DWSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 27, 2015
Accepted (ET)
Dec 4, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 2,104,357 | I | MANAGED ACCOUNTS | |
| COMMON STOCKF2 | holding | — | — | — | 60,000 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 1,625 | I | FAMILY TRUST | |
| COMMON STOCKF4 | holding | — | — | — | 5,375 | I | SPOUSE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held in Managed accounts over which the reporting person has investment discretion. The reporting persons disclaim beneficial ownership and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F2Shares owned by Edward George Beddow. Mr. Beddow, an additional reporting owner on this Form 3, is the sole shareholder of Beddow Capital Management, Inc. and as a controlling person of Beddow Capital Management, Inc. may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended, of the securities beneficially owned by Beddow Capital Management, Inc. Securities reported on this statement on Form 3 as being beneficially owned by Beddow Capital Management, Inc. were purchased on behalf of individual clients. The Reporting Persons disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein.
- F3The securities are held in the account of Eveleen H. Beddow Irrevocable Trust over which Edward Beddow has investment discretion. The reporting persons disclaim beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F4The securities are held in the account of Ann Frame, spouse of reporting person Edward Beddow. The reporting persons disclaim beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.