SEC Form 4 · accession 0001179110-15-002348
DAWSON GEOPHYSICAL CO · DWSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie P Hurtt
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 9:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F5 | holding | — | — | — | 104,546 | D | ||
| Common StockF2,F3 | holding | — | — | — | 13,455 | I | By Family GST Exempt Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionF3,F4 | $17.198 | holding | — | — | — | — | Nov 20, 2016 | Common Stock | 6,187 | 6,187 | D |
| Nonqualified Stock OptionF3,F4 | $16.7861 | holding | — | — | — | — | Aug 6, 2017 | Common Stock | 6,562 | 6,562 | D |
| Nonqualified Stock OptionF3,F4 | $21.54 | holding | — | — | — | — | Dec 18, 2018 | Common Stock | 6,599 | 6,599 | D |
| Nonqualified Stock OptionF3,F4 | $11.79 | holding | — | — | — | — | Jul 30, 2019 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Includes 5,065 shares of common stock held in Reporting Persons IRA account.
- F2Reporting person disclaims beneficial ownership of shares owned by the William C. Hurtt Jr. Family GST Exempt Trust except to the extent of reporting persons pecuniary interest. Reporting person is a Co-Trustee of the Trust.
- F3Adjusted to reflect the 1-for-3 reverse stock split that became effective on February 11, 2015.
- F4Options are all vested and exercisable.
- F5The reporting person resigned from the board of directors of the issuer effective February 11, 2015. As a result, the reporting person is no longer subject to Section 16 in connection with transactions in the equity securities of the issuer and therefore will no longer report any such transactions on Form 4 or Form 5.