SEC Form 4 · accession 0001209191-19-007662
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carson H Brice
10% Owner
Period of report
Jan 7, 2019
Accepted (ET)
Feb 6, 2019 · 12:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jan 7, 2019 | G | 228 | $0.00 | D | 306,825 | D | |
| Class A Common | Jan 7, 2019 | G | 76 | $0.00 | A | 16,857 | I | As custodian for Stephen Brice |
| Class A Common | Jan 7, 2019 | G | 76 | $0.00 | A | 16,256 | I | As Custodian for Cordelia Brice |
| Class A common | Jan 7, 2019 | G | 76 | $0.00 | A | 16,256 | I | As Custodian for Elizabeth Brice |
| Class A Common | holding | — | — | — | 280 | I | By spouse | |
| Class A Common | holding | — | — | — | 10,652 | I | As beneficiary of Trust | |
| Class A CommonF1 | holding | — | — | — | 78,284 | I | Trusts f/b/o children | |
| Class B Common | holding | — | — | — | 108,756 | D | ||
| Class B Common | holding | — | — | — | 563 | I | By spouse | |
| Class B Common | holding | — | — | — | 2,347 | I | As custodian for Stephen Brice | |
| Class B Common | holding | — | — | — | 2,348 | I | As custodian for Elizabeth Brice | |
| Class B Common | holding | — | — | — | 2,348 | I | As custodian for Cordelia Brice | |
| Class B Common | holding | — | — | — | 1,250 | I | As beneficiary of Trust | |
| Class B CommonF1 | holding | — | — | — | 2,525 | I | Trusts f/b/o children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.