SEC Form 4 · accession 0001209191-18-060636
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holding Olivia Britton
10% Owner
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F1 | Nov 29, 2018 | S | 2,000 | $428.1315 | D | 198,032 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A CommonF3,F1 | Nov 29, 2018 | S | 2,000 | $427.0587 | D | 196,032 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A CommonF4,F1 | Nov 29, 2018 | S | 1,469 | $425.5485 | D | 194,563 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A CommonF5,F1 | Nov 30, 2018 | S | 192 | $432.2526 | D | 194,371 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A CommonF6,F1 | Nov 30, 2018 | S | 1,308 | $429.0992 | D | 193,063 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A CommonF1 | Nov 30, 2018 | S | 1,000 | $427.00 | D | 192,063 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common | holding | — | — | — | 424,127 | D | ||
| Class A Common | holding | — | — | — | 10,544 | I | As beneficiary of Trust | |
| Class A Common | holding | — | — | — | 365 | I | As Trustee for Frank B. Holding Marital GST Trust | |
| Class A CommonF1 | holding | — | — | — | 2,675 | I | By Holding Properties, LLC | |
| Class A CommonF1 | holding | — | — | — | 827 | I | By E&F Properties, Inc. | |
| Class A CommonF1 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A CommonF1 | holding | — | — | — | 174,469 | I | By Yadkin Valley Company and subsidiary | |
| Class A CommonF1 | holding | — | — | — | 100,000 | I | By Fidelity BancShares (N.C.), Inc. | |
| Class B Common | holding | — | — | — | 3,219 | D | ||
| Class B Common | holding | — | — | — | 1,225 | I | As beneficiary of Trust | |
| Class B Common | holding | — | — | — | 116,914 | I | By: Olivia B. Holding Revocable Trust | |
| Class B CommonF1 | holding | — | — | — | 2,156 | I | By Holding Properties, LLC | |
| Class B CommonF1 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B CommonF1 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B CommonF1 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), INc. and subsidiary | |
| Class B CommonF1 | holding | — | — | — | 1,900 | I | By Yadkin Valley Company and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.00 to $428.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Report.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.00 to $427.1173, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.336 to $426.25, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $432.00 to $432.485, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.02 to $429.48, inclusive.