SEC Form 4 · accession 0001209191-18-048646
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claire H Bristow
10% Owner
Period of report
Jul 18, 2018
Accepted (ET)
Aug 28, 2018 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jul 18, 2018 | G | 50,000 | $0.00 | A | 305,606 | D | |
| Class A CommonF1 | Aug 15, 2018 | G | 25,219 | $0.00 | A | 330,825 | D | |
| Class A Common | holding | — | — | — | 10,858 | I | As beneficiary of Trust | |
| Class A CommonF2 | holding | — | — | — | 6,737 | I | By Spouse | |
| Class A CommonF2 | holding | — | — | — | 1,775 | I | By Son, Peter M. Bristow, Jr. | |
| Class A CommonF2 | holding | — | — | — | 10,850 | I | By spouse as custodian for Peter Bristow, Jr. | |
| Class A CommonF2 | holding | — | — | — | 12,533 | I | By spouse as custodian for Charlotte Bristow | |
| Class A CommonF2 | holding | — | — | — | 12,377 | I | By spouse as custodian for Ella Bristow | |
| Class A CommonF2 | holding | — | — | — | 6,106 | I | PMB Investments, LLC | |
| Class A CommonF2 | holding | — | — | — | 2,154 | I | CRB Investments, LLC | |
| Class A CommonF2 | holding | — | — | — | 2,045 | I | EHB Investments, LLC | |
| Class A CommonF2 | holding | — | — | — | 19,041 | I | By spouse as trustee for PMB Trust 2011 | |
| Class A CommonF2 | holding | — | — | — | 19,041 | I | By spouse as trustee for CRB Trust 2011 | |
| Class A CommonF2 | holding | — | — | — | 19,041 | I | By spouse as trustee for EHB Trust 2011 | |
| Class B Common | holding | — | — | — | 82,866 | D | ||
| Class B Common | holding | — | — | — | 1,250 | I | As beneficiary of Trust | |
| Class B CommonF2 | holding | — | — | — | 538 | I | By spouse | |
| Class B CommonF2 | holding | — | — | — | 2,080 | I | By spouse as custodian for Peter Bristow, Jr. | |
| Class B CommonF2 | holding | — | — | — | 8,350 | I | PMB Investments, LLC | |
| Class B CommonF2 | holding | — | — | — | 2,081 | I | By spouse as custodian for Charlotte Bristow | |
| Class B CommonF2 | holding | — | — | — | 8,850 | I | CRB Investments, LLC | |
| Class B CommonF2 | holding | — | — | — | 2,081 | I | By spouse as custodian for Ella Bristow | |
| Class B CommonF2 | holding | — | — | — | 8,710 | I | EHB Investments, LLC | |
| Class B CommonF2 | holding | — | — | — | 82 | I | By Son. Peter M. Bristow, Jr. | |
| Class B CommonF2 | holding | — | — | — | 82 | I | By daughter, Charlotte Bristow | |
| Class B CommonF2 | holding | — | — | — | 82 | I | By daughter, Ella Bristow |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects distribution from Ella Ann L. Holding 2016 grantor retained annuity trust.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.