SEC Form 4 · accession 0001209191-18-048641
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BRYANT HOPE HOLDING
Officer — Vice Chairman · Director · 10% Owner
Period of report
Jun 18, 2018
Accepted (ET)
Aug 28, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 18, 2018 | G | 50,000 | $0.00 | A | 322,572 | D | |
| Class A Common StockF1 | Aug 15, 2018 | G | 25,219 | $0.00 | A | 347,791 | D | |
| Class A Common Stock | holding | — | — | — | 10,772 | I | As beneficiary of Trust | |
| Class A Common StockF2 | holding | — | — | — | 20,644 | I | As custodian for Hewlette | |
| Class A Common StockF2 | holding | — | — | — | 18,143 | I | As custodian for John Patrick | |
| Class A Common StockF2 | holding | — | — | — | 17,889 | I | As custodian for Elliot | |
| Class A Common StockF2 | holding | — | — | — | 80 | I | By Hewlette Collier Connell | |
| Class A Common StockF2 | holding | — | — | — | 80 | I | By John Patrick Connell | |
| Class A Common StockF2 | holding | — | — | — | 80 | I | By Samuel Hunter Bryant | |
| Class A Common StockF2 | holding | — | — | — | 1,990 | I | John Connell as Custodian for Hewlette | |
| Class A Common StockF2 | holding | — | — | — | 5,325 | I | John Connell as Custodian for John Patrick | |
| Class A Common StockF2 | holding | — | — | — | 4,495 | I | By John Connell as custodian for Elliot Connell | |
| Class A Common StockF3 | holding | — | — | — | 827 | I | By E&F Properties | |
| Class A Common StockF3 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common StockF3 | holding | — | — | — | 204,563 | I | By Southern BancShares (N.C.), Inc. and subsidiary | |
| Class A Common StockF3 | holding | — | — | — | 100,000 | I | By Fidelity BancShares (N.C.), Inc. | |
| Class B Common Stock | holding | — | — | — | 101,269 | D | ||
| Class B Common Stock | holding | — | — | — | 1,225 | I | As beneficiary of Trust | |
| Class B Common StockF2 | holding | — | — | — | 1,455 | I | As custodian for Hewlette | |
| Class B Common StockF2 | holding | — | — | — | 6,791 | I | By Hewlette Collier Connell | |
| Class B Common StockF2 | holding | — | — | — | 1,330 | I | As custodian for John Patrick | |
| Class B Common StockF2 | holding | — | — | — | 5,541 | I | By John Patrick Connell | |
| Class B Common StockF2 | holding | — | — | — | 7,070 | I | As custodian for Elliot | |
| Class B Common StockF2 | holding | — | — | — | 323 | I | John Connell as custodian for Hewlette | |
| Class B Common StockF2 | holding | — | — | — | 323 | I | John Connell as custodian for John Patrick | |
| Class B Common StockF2 | holding | — | — | — | 100 | I | John Connell as custodian for Elliot | |
| Class B Common StockF3 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects distribution from Ella Ann L. Holding 2016 grantor retained annuity trust.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F3The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.