SEC Form 4 · accession 0001209191-18-039675
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carson H Brice
10% Owner
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jun 25, 2018 | J | 12,603 | $0.00 | A | 16,781 | I | As custodian for Stephen Brice |
| Class A Common | Jun 25, 2018 | J | 12,602 | $0.00 | A | 16,180 | I | As Custodian for Cordelia Brice |
| Class A common | Jun 25, 2018 | J | 12,602 | $0.00 | A | 16,180 | I | As Custodian for Elizabeth Brice |
| Class A CommonF3 | Jun 25, 2018 | J | 72,800 | $0.00 | D | 0 | I | By ECHB, LLC |
| Class A CommonF4 | Jun 25, 2018 | J | 728 | $0.00 | A | 78,284 | I | Trusts f/b/o children |
| Class A Common | holding | — | — | — | 231,834 | D | ||
| Class A Common | holding | — | — | — | 280 | I | By spouse | |
| Class A Common | holding | — | — | — | 10,652 | I | As beneficiary of Trust | |
| Class B Common | holding | — | — | — | 108,756 | D | ||
| Class B Common | holding | — | — | — | 563 | I | By spouse | |
| Class B Common | holding | — | — | — | 2,347 | I | As custodian for Stephen Brice | |
| Class B Common | holding | — | — | — | 2,348 | I | As custodian for Elizabeth Brice | |
| Class B Common | holding | — | — | — | 2,348 | I | As custodian for Cordelia Brice | |
| Class B Common | holding | — | — | — | 1,250 | I | As beneficiary of Trust | |
| Class B CommonF4 | holding | — | — | — | 2,525 | I | Trusts f/b/o children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro-rata distribution of shares from ECHB, LLC, of which the reporting person is not a member and has no interest.
- F2Liquidating distribution of shares of ECHB, LLC, of which the reporting person is not a member and has no interest.
- F3The listed shares are held by a limited liability company in which 100% of the voting interests are held by a trust for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of the trust or have any interest in the limited liability company, she disclaims beneficial ownership of the shares held by the limited liability company, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F4The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.