SEC Form 4 · accession 0001209191-18-039667
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HOLDING FRANK B JR
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jun 7, 2018
Accepted (ET)
Jun 27, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 7, 2018 | G | 1,200 | $0.00 | D | 655,338 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common Stock | Jun 8, 2018 | G | 564 | $0.00 | D | 654,774 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common Stock | Jun 11, 2018 | G | 114,774 | $0.00 | D | 540,000 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common Stock | Jun 29, 2018 | G | 540,000 | $0.00 | D | 0 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common Stock | Jun 25, 2018 | J | 34,265 | $0.00 | A | 34,265 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class B Common Stock | Jun 7, 2018 | G | 395 | $0.00 | D | 0 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common Stock | holding | — | — | — | 311,051 | D | ||
| Class A Common Stock | holding | — | — | — | 11,140 | I | As beneficiary of Trust | |
| Class A Common StockF2 | holding | — | — | — | 8,525 | I | By Spouse | |
| Class A Common StockF2 | holding | — | — | — | 19,400 | I | As custodian for B.P. Holding | |
| Class A Common StockF2 | holding | — | — | — | 17,350 | I | As custodian for L.R. Holding II | |
| Class A Common Stock | holding | — | — | — | 11,228 | I | By son, Lewis R. Holding II | |
| Class B Common Stock | holding | — | — | — | 99,631 | D | ||
| Class B Common Stock | holding | — | — | — | 2,122 | I | As beneficiary of Trust | |
| Class B Common StockF2 | holding | — | — | — | 1,399 | I | By spouse | |
| Class B Common StockF2 | holding | — | — | — | 178 | I | As custodian for F. B. Holding III | |
| Class B Common Stock | holding | — | — | — | 13,524 | I | As custodian for B. P. Holding | |
| Class B Common Stock | holding | — | — | — | 10,707 | I | As custodian for L.R. Holding II | |
| Class B Common StockF2 | holding | — | — | — | 19,450 | I | By son Lewis R. Holding II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Liquidating pro-rata distribution of shares held by ECHB, LLC.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.