SEC Form 4 · accession 0001209191-18-039641
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holding Olivia Britton
10% Owner
Period of report
Jun 7, 2018
Accepted (ET)
Jun 27, 2018 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jun 7, 2018 | G | 1,200 | $0.00 | D | 655,338 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common | Jun 8, 2018 | G | 564 | $0.00 | D | 654,774 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common | Jun 11, 2018 | G | 114,774 | $0.00 | D | 540,000 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common | Jun 29, 2018 | G | 540,000 | $0.00 | D | 0 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common | Jun 25, 2018 | J | 34,265 | $0.00 | A | 34,265 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class B Common | Jun 7, 2018 | G | 395 | $0.00 | D | 0 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common | holding | — | — | — | 348,908 | D | ||
| Class A Common | holding | — | — | — | 10,544 | I | As beneficiary of Trust | |
| Class A CommonF2 | holding | — | — | — | 2,675 | I | By Holding Properties, LLC | |
| Class A CommonF2 | holding | — | — | — | 827 | I | By E&F Properties, Inc. | |
| Class A CommonF2 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A CommonF2 | holding | — | — | — | 204,563 | I | By Southern BancShares (N.C.), Inc. and subsidiary | |
| Class A CommonF2 | holding | — | — | — | 174,469 | I | By Yadkin Valley Company and subsidiary | |
| Class A CommonF2 | holding | — | — | — | 100,000 | I | By Fidelity BancShares (N.C.), Inc. | |
| Class B Common | holding | — | — | — | 3,219 | D | ||
| Class B Common | holding | — | — | — | 1,225 | I | As beneficiary of Trust | |
| Class B Common | holding | — | — | — | 116,914 | I | By: Olivia B. Holding Revocable Trust | |
| Class B CommonF2 | holding | — | — | — | 2,156 | I | By Holding Properties, LLC | |
| Class B CommonF2 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B CommonF2 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B CommonF2 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), INc. and subsidiary | |
| Class B CommonF2 | holding | — | — | — | 1,900 | I | By Yadkin Valley Company and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Liquidating pro-rata distribution of shares held by ECHB, LLC, of which the reporting person is a non-member manager.
- F2The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.