SEC Form 4 · accession 0001209191-18-036990
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Bristow
Officer — President · Director · 10% Owner
Period of report
Jun 8, 2018
Accepted (ET)
Jun 11, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common | Jun 8, 2018 | P | 100 | $385.00 | A | 538 | D | |
| Class A Common | holding | — | — | — | 6,737 | D | ||
| Class A CommonF1 | holding | — | — | — | 255,606 | I | By Spouse | |
| Class A CommonF1 | holding | — | — | — | 10,858 | I | Spouse as beneficiary of trust | |
| Class A CommonF1 | holding | — | — | — | 10,850 | I | As custodian for Peter Bristow, Jr. | |
| Class A Common | holding | — | — | — | 12,533 | I | As custodian for Charlotte Bristow | |
| Class A Common | holding | — | — | — | 12,377 | I | As custodian for Ella Bristow | |
| Class A CommonF1 | holding | — | — | — | 6,106 | I | PMB Investments, LLC | |
| Class A CommonF1 | holding | — | — | — | 2,154 | I | CRB Investments, LLC | |
| Class A CommonF1 | holding | — | — | — | 2,045 | I | EHB Investments, LLC | |
| Class A CommonF1 | holding | — | — | — | 19,041 | I | As trustee for PMB Trust 2011 | |
| Class A CommonF1 | holding | — | — | — | 19,041 | I | As trustee for CRB Trust 2011 | |
| Class A CommonF1 | holding | — | — | — | 19,041 | I | As trustee for EHB Trust 2011 | |
| Class A CommonF1 | holding | — | — | — | 1,775 | I | By son, Peter M. Bristow, Jr. | |
| Class B Common | holding | — | — | — | 82,866 | I | By spouse | |
| Class B CommonF1 | holding | — | — | — | 1,250 | I | Spouse as beneficiary of Trust | |
| Class B CommonF1 | holding | — | — | — | 2,080 | I | As custodian for Peter Bristow, Jr. | |
| Class B CommonF1 | holding | — | — | — | 2,081 | I | As custodian for Charlotte Bristow | |
| Class B CommonF1 | holding | — | — | — | 2,081 | I | As custodian for Ella Bristow | |
| Class B CommonF1 | holding | — | — | — | 8,350 | I | PMB Investments, LLC | |
| Class B CommonF1 | holding | — | — | — | 8,850 | I | CRB Investments, LLC | |
| Class B CommonF1 | holding | — | — | — | 8,710 | I | EHB Investments, LLC | |
| Class B CommonF1 | holding | — | — | — | 82 | I | By Son, Peter M. Bristow, Jr. | |
| Class B CommonF1 | holding | — | — | — | 82 | I | By daughter, Charlotte Bristow | |
| Class B CommonF1 | holding | — | — | — | 82 | I | By daughter, Ella Bristow |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.