SEC Form 4 · accession 0001209191-18-021021
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holding Olivia Britton
10% Owner
Period of report
Dec 5, 2017
Accepted (ET)
Mar 21, 2018 · 9:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 5, 2017 | G | 90 | $0.00 | D | 343,808 | D | |
| Class A Common | Feb 21, 2018 | G | 5,100 | $0.00 | A | 348,908 | D | |
| Class A Common | Jan 17, 2018 | G | 1,125 | $0.00 | D | 682,038 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common | Feb 20, 2018 | G | 25,500 | $0.00 | D | 656,538 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A CommonF2,F1 | Jan 29, 2018 | J | 100,000 | $0.00 | A | 100,000 | I | By Fidelity BancShares (N.C.), Inc. |
| Class B Common | Feb 5, 2018 | G | 106 | $0.00 | A | 3,339 | D | |
| Class B CommonF3 | Mar 19, 2018 | G | 120 | $0.00 | D | 3,219 | D | |
| Class B Common | Jan 22, 2018 | G | 80 | $0.00 | A | 116,784 | I | By: Olivia B. Holding Revocable Trust |
| Class B Common | Feb 5, 2018 | G | 10 | $0.00 | A | 116,794 | I | By: Olivia B. Holding Revocable Trust |
| Class B CommonF3 | Mar 19, 2018 | G | 120 | $0.00 | A | 116,914 | I | By: Olivia B. Holding Revocable Trust |
| Class A Common | holding | — | — | — | 10,544 | I | As beneficiary of Trust | |
| Class A CommonF1 | holding | — | — | — | 2,675 | I | By Holding Properties, LLC | |
| Class A CommonF1 | holding | — | — | — | 827 | I | By E&F Properties, Inc. | |
| Class A CommonF1 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A CommonF1 | holding | — | — | — | 204,563 | I | By Southern BancShares (N.C.), Inc. and subsidiary | |
| Class A CommonF1 | holding | — | — | — | 174,469 | I | By Yadkin Valley Company and subsidiary | |
| Class B Common | holding | — | — | — | 1,225 | I | As beneficiary of Trust | |
| Class B CommonF1 | holding | — | — | — | 2,156 | I | By Holding Properties, LLC | |
| Class B CommonF1 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B CommonF1 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B CommonF1 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), INc. and subsidiary | |
| Class B CommonF1 | holding | — | — | — | 1,900 | I | By Yadkin Valley Company and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The Reporting Person has been elected as a director of the entity that owns these shares.
- F3A gift of 120 shares of Class B common stock previously reported as received by Reporting Person directly should have been reported as received by her revocable trust.