SEC Form 4 · accession 0001209191-18-021019
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HOLDING FRANK B
10% Owner
Period of report
Jan 17, 2018
Accepted (ET)
Mar 21, 2018 · 9:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 17, 2018 | G | 1,125 | $0.00 | D | 682,038 | I | By Frank B. Holding Revocable Trust |
| Class A Common Stock | Feb 20, 2018 | G | 25,500 | $0.00 | D | 656,538 | I | By Frank B. Holding Revocable Trust |
| Class B Common StockF1 | Jan 22, 2018 | G | 400 | $0.00 | D | 581 | I | By Ella Ann Holding Revocable Trust |
| Class B Common Stock | Feb 5, 2018 | G | 581 | $0.00 | D | 0 | I | By Ella Ann Holding Revocable Trust |
| Class A Common StockF1 | holding | — | — | — | 191,761 | I | By spouse | |
| Class A Common StockF1 | holding | — | — | — | 266,125 | I | By Ella Ann Holding Revocable Trust | |
| Class A Common StockF1 | holding | — | — | — | 300,000 | I | By Ella Ann Holding 2016 GRAT | |
| Class A Common StockF2 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common StockF2 | holding | — | — | — | 827 | I | By E&F Properties, Inc. | |
| Class A Common StockF2 | holding | — | — | — | 2,675 | I | By Holding Properties, LLC | |
| Class B Common StockF2 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B Common StockF2 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B Common StockF2 | holding | — | — | — | 2,156 | I | By Holding Properties, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The reporting person is or was a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.