SEC Form 4 · accession 0001209191-18-021017
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HOLDING FRANK B JR
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 17, 2018
Accepted (ET)
Mar 21, 2018 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 17, 2018 | G | 1,125 | $0.00 | D | 682,038 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common Stock | Feb 20, 2018 | G | 25,500 | $0.00 | D | 656,538 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common StockF1 | Jan 17, 2018 | G | 75 | $0.00 | A | 8,525 | I | By Spouse |
| Class A Common StockF1 | Jan 17, 2018 | G | 75 | $0.00 | A | 8,678 | I | By son, Lewis R. Holding II |
| Class A Common Stock | Feb 20, 2018 | G | 2,550 | $0.00 | A | 11,228 | I | By son, Lewis R. Holding II |
| Class B Common Stock | Jan 22, 2018 | G | 80 | $0.00 | A | 99,514 | D | |
| Class B Common Stock | Feb 5, 2018 | G | 117 | $0.00 | A | 99,631 | D | |
| Class A Common Stock | holding | — | — | — | 311,051 | D | ||
| Class A Common Stock | holding | — | — | — | 11,140 | I | As beneficiary of Trust | |
| Class A Common StockF1 | holding | — | — | — | 19,400 | I | As custodian for B.P. Holding | |
| Class A Common StockF1 | holding | — | — | — | 17,350 | I | As custodian for L.R. Holding II | |
| Class B Common Stock | holding | — | — | — | 2,122 | I | As beneficiary of Trust | |
| Class B Common StockF1 | holding | — | — | — | 1,399 | I | By spouse | |
| Class B Common StockF1 | holding | — | — | — | 178 | I | As custodian for F. B. Holding III | |
| Class B Common Stock | holding | — | — | — | 13,524 | I | As custodian for B. P. Holding | |
| Class B Common Stock | holding | — | — | — | 10,707 | I | As custodian for L.R. Holding II | |
| Class B Common StockF1 | holding | — | — | — | 18,450 | I | By son Lewis R. Holding II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.