SEC Form 4 · accession 0001209191-18-021011
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Bristow
Officer — President · Director · 10% Owner
Period of report
Jan 17, 2018
Accepted (ET)
Mar 21, 2018 · 9:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jan 17, 2018 | G | 75 | $0.00 | A | 6,737 | D | |
| Class A CommonF1 | Jan 17, 2018 | G | 75 | $0.00 | A | 10,833 | I | As custodian for Charlotte Bristow |
| Class A Common | Feb 20, 2018 | G | 1,700 | $0.00 | A | 12,533 | I | As custodian for Charlotte Bristow |
| Class A CommonF1 | Jan 17, 2018 | G | 75 | $0.00 | A | 10,677 | I | As custodian for Ella Bristow |
| Class A Common | Feb 20, 2018 | G | 1,700 | $0.00 | A | 12,377 | I | As custodian for Ella Bristow |
| Class A CommonF1 | Jan 19, 2018 | G | 75 | $0.00 | A | 75 | I | By son, Peter M. Bristow, Jr. |
| Class A Common | Feb 20, 2018 | G | 1,700 | $0.00 | A | 1,775 | I | By son, Peter M. Bristow, Jr. |
| Class B CommonF1 | Jan 22, 2018 | G | 80 | $0.00 | A | 82,996 | I | By spouse |
| Class B Common | Feb 5, 2018 | G | 116 | $0.00 | A | 83,112 | I | By spouse |
| Class A CommonF1 | holding | — | — | — | 255,606 | I | By Spouse | |
| Class A CommonF1 | holding | — | — | — | 10,858 | I | Spouse as beneficiary of trust | |
| Class A CommonF1 | holding | — | — | — | 10,850 | I | As custodian for Peter Bristow, Jr. | |
| Class A CommonF1 | holding | — | — | — | 6,106 | I | PMB Investments, LLC | |
| Class A CommonF1 | holding | — | — | — | 2,154 | I | CRB Investments, LLC | |
| Class A CommonF1 | holding | — | — | — | 2,045 | I | EHB Investments, LLC | |
| Class A CommonF1 | holding | — | — | — | 19,041 | I | As trustee for PMB Trust 2011 | |
| Class A CommonF1 | holding | — | — | — | 19,041 | I | As trustee for CRB Trust 2011 | |
| Class A CommonF1 | holding | — | — | — | 19,041 | I | As trustee for EHB Trust 2011 | |
| Class B Common | holding | — | — | — | 438 | D | ||
| Class B CommonF1 | holding | — | — | — | 1,250 | I | Spouse as beneficiary of Trust | |
| Class B CommonF1 | holding | — | — | — | 2,080 | I | As custodian for Peter Bristow, Jr. | |
| Class B CommonF1 | holding | — | — | — | 2,081 | I | As custodian for Charlotte Bristow | |
| Class B CommonF1 | holding | — | — | — | 2,081 | I | As custodian for Ella Bristow | |
| Class B CommonF1 | holding | — | — | — | 8,350 | I | PMB Investments, LLC | |
| Class B CommonF1 | holding | — | — | — | 8,850 | I | CRB Investments, LLC | |
| Class B CommonF1 | holding | — | — | — | 8,710 | I | EHB Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.