SEC Form 4 · accession 0001209191-17-049782
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BRYANT HOPE HOLDING
Officer — Vice Chairman · Director · 10% Owner
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Aug 18, 2017 | S | 1,750 | $340.00 | D | 210,068 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common StockF3 | Aug 21, 2017 | S | 750 | $340.00 | D | 209,318 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common Stock | holding | — | — | — | 272,572 | D | ||
| Class A Common Stock | holding | — | — | — | 10,772 | I | As beneficiary of Trust | |
| Class A Common StockF1 | holding | — | — | — | 18,869 | I | As custodian for Hewlette | |
| Class A Common StockF1 | holding | — | — | — | 16,368 | I | As custodian for John Patrick | |
| Class A Common StockF2,F1 | holding | — | — | — | 16,114 | I | As custodian for Elliot | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By Hewlette Collier Connell | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By John Patrick Connell | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By Samuel Hunter Bryant | |
| Class A Common StockF1 | holding | — | — | — | 1,990 | I | John Connell as Custodian for Hewlette | |
| Class A Common StockF1 | holding | — | — | — | 4,850 | I | John Connell as Custodian for John Patrick | |
| Class A Common StockF2,F1 | holding | — | — | — | 4,495 | I | By John Connell as custodian for Elliot Connell | |
| Class A Common StockF3 | holding | — | — | — | 827 | I | By E&F Properties | |
| Class A Common StockF3 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common StockF3 | holding | — | — | — | 100,000 | I | By Fidelity BancShares (N.C.), Inc. | |
| Class B Common Stock | holding | — | — | — | 101,073 | D | ||
| Class B Common Stock | holding | — | — | — | 1,225 | I | As beneficiary of Trust | |
| Class B Common StockF2,F1 | holding | — | — | — | 1,455 | I | As custodian for Hewlette | |
| Class B Common StockF2,F1 | holding | — | — | — | 6,791 | I | By Hewlette Collier Connell | |
| Class B Common StockF2,F1 | holding | — | — | — | 1,330 | I | As custodian for John Patrick | |
| Class B Common StockF2,F1 | holding | — | — | — | 5,541 | I | By John Patrick Connell | |
| Class B Common StockF1 | holding | — | — | — | 7,070 | I | As custodian for Elliot | |
| Class B Common StockF1 | holding | — | — | — | 323 | I | John Connell as custodian for Hewlette | |
| Class B Common StockF1 | holding | — | — | — | 323 | I | John Connell as custodian for John Patrick | |
| Class B Common StockF1 | holding | — | — | — | 100 | I | John Connell as custodian for Elliot | |
| Class B Common StockF3 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2Previously reported numbers has been adjusted to correct relative ownership of shares held by or as custodian for the reporting person's three children. The adjustments do not reflect any transfers of shares or any change in the total number of shares held by and for either child.
- F3The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.