SEC Form 4 · accession 0001209191-17-009936
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HOLDING FRANK B JR
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 3, 2016
Accepted (ET)
Feb 13, 2017 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 19, 2017 | G | 80 | $0.00 | A | 311,051 | D | |
| Class A Common Stock | Jan 19, 2017 | G | 2,000 | $0.00 | D | 683,163 | I | As Co-Trustee for Frank B. Holding Revocable Trust |
| Class A Common StockF1 | Jan 19, 2017 | G | 80 | $0.00 | A | 8,450 | I | By Spouse |
| Class A Common StockF1 | Jan 9, 2017 | G | 80 | $0.00 | A | 8,603 | I | By son, Lewis R. Holding II |
| Class B Common Stock | Aug 3, 2016 | L | 25 | $236.00 | A | 99,434 | D | |
| Class A Common Stock | holding | — | — | — | 11,140 | I | As beneficiary of Trust | |
| Class A Common StockF1 | holding | — | — | — | 19,400 | I | As custodian for B.P. Holding | |
| Class A Common StockF1,F2 | holding | — | — | — | 0 | I | By daughter, Barbara P. Holding | |
| Class A Common StockF1 | holding | — | — | — | 17,350 | I | As custodian for L.R. Holding II | |
| Class B Common Stock | holding | — | — | — | 2,122 | I | As beneficiary of Trust | |
| Class B Common StockF1 | holding | — | — | — | 1,399 | I | By spouse | |
| Class B Common StockF1 | holding | — | — | — | 178 | I | As custodian for F. B. Holding III | |
| Class B Common StockF1,F2 | holding | — | — | — | 0 | I | By son Frank B. Holding III | |
| Class B Common Stock | holding | — | — | — | 13,524 | I | As custodian for B. P. Holding | |
| Class B Common StockF1,F2 | holding | — | — | — | 0 | I | By daughter Barbara P. Holding | |
| Class B Common Stock | holding | — | — | — | 10,707 | I | As custodian for L.R. Holding II | |
| Class B Common StockF1 | holding | — | — | — | 18,450 | I | By son Lewis R. Holding II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The reporting person no longer has a reportable beneficial ownership interest in 11,258 shares of Class A common and 14,383 shares of Class B common owned individually by his adult daughter Barbara P. Holding, and 134 shares of Class B common owned individually by his adult son Frank B. Holding III and indicated in the reporting person's prior ownership reports.