SEC Form 4 · accession 0001209191-16-135846

· FCNCA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Aug 4, 2016

Accepted (ET)

Aug 8, 2016 · 4:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000798941

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Aug 4, 2016	S	500	$259.00	D	229,063	I	By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock^F2,F1	Aug 4, 2016	S	2,000	$258.03	D	227,063	I	By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock^F1	Aug 5, 2016	S	500	$259.00	D	226,563	I	By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock^F3,F1	Aug 5, 2016	S	6,910	$260.13	D	219,653	I	By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock^F4,F1	Aug 5, 2016	S	1,975	$261.33	D	217,678	I	By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock^F5,F1	Aug 5, 2016	S	615	$262.26	D	217,063	I	By Southern BancShares (N.C.), Inc. and subsidiary

No Table II lines on this filing.

F1The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.00 to $258.07 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the above range.
F3The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.87, inclusive.
F4The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.00 to $261.94, inclusive.
F5The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.01 to $262.65, inclusive.