SEC Form 4 · accession 0001209191-16-135841
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BRYANT HOPE HOLDING
Officer — Vice Chairman · Director · 10% Owner
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 4, 2016 | S | 500 | $259.00 | D | 229,063 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common StockF2,F1 | Aug 4, 2016 | S | 2,000 | $258.03 | D | 227,063 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common StockF1 | Aug 5, 2016 | S | 500 | $259.00 | D | 226,563 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common StockF3,F1 | Aug 5, 2016 | S | 6,910 | $260.13 | D | 219,653 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common StockF4,F1 | Aug 5, 2016 | S | 1,975 | $261.33 | D | 217,678 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common StockF5,F1 | Aug 5, 2016 | S | 615 | $262.26 | D | 217,063 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.00 to $258.07 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5).
- F3The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.87, inclusive.
- F4The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.00 to $261.94, inclusive.
- F5The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.01 to $262.65, inclusive.