SEC Form 4 · accession 0001209191-16-131949
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HOLDING FRANK B
10% Owner
Period of report
Jun 28, 2016
Accepted (ET)
Jul 7, 2016 · 10:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 28, 2016 | G | 300,000 | $0.00 | D | 266,125 | I | By Ella Ann Holding Revocable Trust |
| Class A Common StockF1,F2 | Jun 28, 2016 | G | 300,000 | $0.00 | A | 300,000 | I | By Ella Ann Holding 2016 GRAT |
| Class A Common Stock | holding | — | — | — | 685,163 | I | By Frank B. Holding Revocable Trust | |
| Class A Common StockF1 | holding | — | — | — | 191,761 | I | By spouse | |
| Class A Common StockF3 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common StockF3 | holding | — | — | — | 827 | I | By E&F Properties, Inc. | |
| Class A Common StockF3 | holding | — | — | — | 2,675 | I | By Holding Properties, LLC | |
| Class B Common StockF1 | holding | — | — | — | 981 | I | By Ella Ann Holding Revocable Trust | |
| Class B Common StockF3 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 2,156 | I | By Holding Properties, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2Reflects a contribution of shares by the reporting person's spouse from her revocable trust to a grantor retained annuity trust. She is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of indirect beneficial ownership.
- F3The reporting person is or was a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.