SEC Form 4 · accession 0001209191-16-102848
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BRYANT HOPE HOLDING
Officer — Vice Chairman · Director · 10% Owner
Period of report
Jan 25, 2016
Accepted (ET)
Feb 26, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Jan 25, 2016 | G | 120 | $0.00 | A | 101,073 | D | |
| Class B Common StockF1 | Jan 25, 2016 | G | 120 | $0.00 | A | 1,871 | I | As custodian for Hewlette |
| Class B Common StockF1 | Jan 25, 2016 | G | 120 | $0.00 | A | 1,871 | I | As custodian for John Patrick |
| Class B Common StockF1 | Jan 25, 2016 | G | 120 | $0.00 | A | 7,070 | I | As custodian for Elliot |
| Class A Common Stock | holding | — | — | — | 272,492 | D | ||
| Class A Common Stock | holding | — | — | — | 10,772 | I | As beneficiary of Trust | |
| Class A Common StockF1 | holding | — | — | — | 18,789 | I | As custodian for Hewlette | |
| Class A Common StockF1 | holding | — | — | — | 16,288 | I | As custodian for John Patrick | |
| Class A Common StockF1 | holding | — | — | — | 16,925 | I | As custodian for Elliot | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By Hewlette Collier Connell | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By John Patrick Connell | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By Samuel Hunter Bryant | |
| Class A Common StockF1 | holding | — | — | — | 1,990 | I | John Connell as Custodian for Hewlette | |
| Class A Common StockF1 | holding | — | — | — | 4,850 | I | John Connell as Custodian for John Patrick | |
| Class A Common StockF1 | holding | — | — | — | 3,604 | I | By John Connell as custodian for Elliot Connell | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | By Yadkin Valley Company and subsidiary | |
| Class A Common StockF3 | holding | — | — | — | 827 | I | By E&F Properties | |
| Class A Common StockF3 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common StockF3 | holding | — | — | — | 229,563 | I | By Southern BancShares (N.C.), Inc. and subsidiary | |
| Class A Common StockF3 | holding | — | — | — | 100,000 | I | By Fidelity BancShares (N.C.), Inc. | |
| Class B Common Stock | holding | — | — | — | 1,225 | I | As beneficiary of Trust | |
| Class B Common StockF1 | holding | — | — | — | 6,250 | I | By Hewlette Collier Connell | |
| Class B Common StockF1 | holding | — | — | — | 5,000 | I | By John Patrick Connell | |
| Class B Common StockF1 | holding | — | — | — | 323 | I | John Connell as custodian for Hewlette | |
| Class B Common StockF1 | holding | — | — | — | 323 | I | John Connell as custodian for John Patrick | |
| Class B Common StockF1 | holding | — | — | — | 100 | I | John Connell as custodian for Elliot | |
| Class B Common StockF2 | holding | — | — | — | 0 | I | By Yadkin Valley Company and subsidiary | |
| Class B Common StockF3 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B Common StockF3 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The Reporting Person's previous reports listed 174,469 shares of Class A Common Stock and 1,900 shares of Class B Common Stock held by Yadkin Valley Company which she may have been considered to beneficially own indirectly as a result of her position as a director of that company, but which indirect ownership she disclaimed. She no longer serves as a director of the company, and those shares will no longer be listed on her reports.
- F3The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.