SEC Form 4 · accession 0001209191-15-033830
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HOLDING FRANK B
10% Owner
Period of report
Apr 9, 2015
Accepted (ET)
Apr 13, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F2 | Apr 9, 2015 | S | 861 | $257.29 | D | 236,153 | I | By Southern BancShares(N.C.), Inc. and subsidiary |
| Class A Common StockF2 | Apr 10, 2014 | S | 5 | $257.25 | D | 236,148 | I | By Southern BancShares(N.C.), Inc. and subsidiary |
| Class A Common Stock | holding | — | — | — | 685,038 | I | By Frank B. Holding Revocable Trust | |
| Class A Common StockF1 | holding | — | — | — | 191,761 | I | By spouse | |
| Class A Common StockF1 | holding | — | — | — | 566,125 | I | By Ella Ann Holding Revocable Trust | |
| Class A Common StockF2 | holding | — | — | — | 100,000 | I | By Fidelity BancShares, Inc. | |
| Class A Common StockF4 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common StockF4 | holding | — | — | — | 827 | I | By E&F Properties, Inc. | |
| Class A Common StockF4 | holding | — | — | — | 2,675 | I | By Holding Properties, LLC | |
| Class B Common Stock | holding | — | — | — | 4 | D | ||
| Class B Common StockF1 | holding | — | — | — | 119 | I | By spouse | |
| Class B Common StockF2 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), Inc. | |
| Class B Common StockF4 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B Common StockF4 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B Common StockF4 | holding | — | — | — | 2,156 | I | By Holding Properties, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The reporting person disclaims beneficial ownership of these shares and they will no longer be listed on his Section 16 reports.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.25 to $257.50, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F4The reporting person is or was a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.