SEC Form 4/A · accession 0001209191-15-033494
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
HOLDING FRANK B JR
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 30, 2015
Accepted (ET)
Apr 10, 2015 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Mar 30, 2015 | P | 550 | $240.00 | A | 14,263 | I | By daughter Barbara P. Holding |
| Class B Common StockF1 | Mar 30, 2015 | P | 550 | $240.00 | A | 18,330 | I | By son Lewis R. Holding II |
| Class A Common Stock | holding | — | — | — | 310,971 | D | ||
| Class A Common Stock | holding | — | — | — | 685,038 | I | As Co-Trustee for Frank B. Holding Revocable Trust | |
| Class A Common Stock | holding | — | — | — | 11,140 | I | As beneficiary of Trust | |
| Class A Common StockF1 | holding | — | — | — | 8,370 | I | By Spouse | |
| Class A Common StockF1 | holding | — | — | — | 19,400 | I | As custodian for B.P. Holding | |
| Class A Common StockF1 | holding | — | — | — | 11,258 | I | By daughter, Barbara P. Holding | |
| Class A Common StockF1 | holding | — | — | — | 17,350 | I | As custodian for L.R. Holding II | |
| Class A Common StockF1 | holding | — | — | — | 8,523 | I | By son, Lewis R. Holding II | |
| Class B Common StockF2 | holding | — | — | — | 99,189 | D | ||
| Class B Common Stock | holding | — | — | — | 1,822 | I | As beneficiary of Trust | |
| Class B Common StockF1 | holding | — | — | — | 1,279 | I | By spouse | |
| Class B Common StockF1 | holding | — | — | — | 178 | I | As custodian for F. B. Holding III | |
| Class B Common StockF1 | holding | — | — | — | 134 | I | By son Frank B. Holding III | |
| Class B Common StockF1 | holding | — | — | — | 12,299 | I | As custodian for B. P. Holding | |
| Class B Common StockF1 | holding | — | — | — | 9,407 | I | As custodian for L.R. Holding II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2Due to a clerical error, the amount of securities beneficially owned was reported as 98,709 shares of Class B Common. The correct number of shares (as indicated in the Reporting Person's previous report) is 99,189 shares of Class B Common as indicated in this amendment. All other transactions remain the same as previously reported.