SEC Form 4 · accession 0001209191-15-033215
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BRYANT HOPE HOLDING
Officer — Vice Chairman · Director · 10% Owner
Period of report
Apr 8, 2015
Accepted (ET)
Apr 8, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F2 | Apr 8, 2015 | S | 423 | $257.73 | D | 237,014 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A Common Stock | holding | — | — | — | 272,492 | D | ||
| Class A Common Stock | holding | — | — | — | 10,772 | I | As beneficiary of Trust | |
| Class A Common StockF1 | holding | — | — | — | 18,914 | I | As custodian for Hewlette | |
| Class A Common StockF1 | holding | — | — | — | 16,288 | I | As custodian for John Patrick | |
| Class A Common StockF1 | holding | — | — | — | 16,925 | I | As custodian for Elliot | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By Hewlette Collier Connell | |
| Class A Common StockF1 | holding | — | — | — | 80 | I | By John Patrick Connell | |
| Class A Common Stock | holding | — | — | — | 80 | I | By Samuel Hunter Bryant | |
| Class A Common StockF1 | holding | — | — | — | 1,990 | I | John Connell as Custodian for Hewlette | |
| Class A Common StockF1 | holding | — | — | — | 4,850 | I | John Connell as Custodian for John Patrick | |
| Class A Common StockF1 | holding | — | — | — | 3,604 | I | By John Connell as custodian for Elliot Connell | |
| Class A Common StockF2 | holding | — | — | — | 174,469 | I | By Yadkin Valley Company and subsidiary | |
| Class A Common StockF2 | holding | — | — | — | 827 | I | By E&F Properties | |
| Class A Common StockF2 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common StockF2 | holding | — | — | — | 100,000 | I | By Fidelity BancShares (N.C.), Inc. | |
| Class B Common Stock | holding | — | — | — | 100,953 | D | ||
| Class B Common Stock | holding | — | — | — | 1,225 | I | As beneficiary of Trust | |
| Class B Common StockF1 | holding | — | — | — | 1,751 | I | As custodian for Hewlette | |
| Class B Common StockF1 | holding | — | — | — | 6,250 | I | By Hewlette Collier Connell | |
| Class B Common StockF1 | holding | — | — | — | 1,751 | I | As custodian for John Patrick | |
| Class B Common StockF1 | holding | — | — | — | 5,000 | I | By John Patrick Connell | |
| Class B Common StockF1 | holding | — | — | — | 6,950 | I | As custodian for Elliot | |
| Class B Common StockF1 | holding | — | — | — | 323 | I | John Connell as custodian for Hewlette | |
| Class B Common StockF1 | holding | — | — | — | 323 | I | John Connell as custodian for John Patrick | |
| Class B Common StockF1 | holding | — | — | — | 100 | I | John Connell as custodian for Elliot | |
| Class B Common StockF2 | holding | — | — | — | 1,900 | I | By Yadkin Valley Company and subsidiary | |
| Class B Common StockF2 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B Common StockF2 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B Common StockF2 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F2The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.50 to $258.00, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.