SEC Form 4 · accession 0001209191-15-033213
FIRST CITIZENS BANCSHARES INC /DE/ · FCNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holding Olivia Britton
10% Owner
Period of report
Jan 13, 2015
Accepted (ET)
Apr 8, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000798941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Apr 6, 2015 | S | 519 | $258.02 | D | 241,444 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A CommonF1 | Apr 7, 2015 | S | 4,007 | $258.00 | D | 237,437 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class A CommonF2,F1 | Apr 8, 2015 | S | 423 | $257.73 | D | 237,014 | I | By Southern BancShares (N.C.), Inc. and subsidiary |
| Class B Common | Jan 13, 2015 | G | 47 | $0.00 | D | 119,770 | D | |
| Class B Common | Feb 5, 2015 | G | 116,590 | $0.00 | D | 3,180 | D | |
| Class B Common | Feb 14, 2015 | G | 67 | $0.00 | D | 3,113 | D | |
| Class B Common | Jan 13, 2015 | G | 47 | $0.00 | A | 47 | I | By: Olivia B. Holding Revocable Trust |
| Class B Common | Feb 5, 2015 | G | 116,590 | $0.00 | A | 116,637 | I | By: Olivia B. Holding Revocable Trust |
| Class B Common | Feb 14, 2015 | G | 67 | $0.00 | A | 116,704 | I | By: Olivia B. Holding Revocable Trust |
| Class A Common Stock | holding | — | — | — | 343,938 | D | ||
| Class A Common Stock | holding | — | — | — | 685,038 | I | As Co-Trustee for Frank B. Holding Revocable Trust | |
| Class A CommonF1 | holding | — | — | — | 2,675 | I | By Holding Properties, LLC | |
| Class A CommonF1 | holding | — | — | — | 827 | I | By E&F Properties, Inc. | |
| Class A CommonF1 | holding | — | — | — | 12,530 | I | By Twin States Farming, Inc. | |
| Class A Common | holding | — | — | — | 10,544 | I | As beneficiary of Trust | |
| Class B CommonF1 | holding | — | — | — | 2,156 | I | By Holding Properties, LLC | |
| Class B CommonF1 | holding | — | — | — | 200 | I | By E&F Properties, Inc. | |
| Class B CommonF1 | holding | — | — | — | 1,355 | I | By Twin States Farming, Inc. | |
| Class B CommonF1 | holding | — | — | — | 22,619 | I | By Southern BancShares (N.C.), INc. and subsidiary | |
| Class B Common | holding | — | — | — | 1,225 | I | As beneficiary of Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.50 to $258.00, inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holder of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.