SEC Form 4 · accession 0001209191-17-027795
PPG INDUSTRIES INC · PPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Berges
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000079879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2017 | M | 1,214 | $0.00 | A | 2,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 19, 2017 | M | 1,214 | D | — | — | Common Stock | 1,214 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | Apr 20, 2017 | A | 1,274 | A | — | — | Common Stock | 1,274 | 1,274 | D |
Explanation of responses
- F1Upon the vesting of restricted stock units on April 19, 2017, which were granted to the reporting person on April 21, 2016, the reporting person is reporting the acquisition of 1,214 shares of common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock.
- F3The restricted stock units vest on April 18, 2018.